Best Investors Account Sign in
Claim This Profile
Current Employers
Total Wealth Solutions

146 Main Street Suite 201, Los Altos, CA 94022 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-28
TX RA APPROVED_RES 2023-11-27
  • CA RA
    APPROVED
    Since 2023-11-28
  • TX RA
    APPROVED_RES
    Since 2023-11-27

Branch Locations

146 Main Street Suite 201, Los Altos, CA 94022 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Fka - Linsco/Private Ledger Corp Fremont CA 03/2004 Present
Total Wealth Solutions, Inc. Fremont CA 11/2023 Present
  • 03/2004 → Present
    Lpl Financial Fka - Linsco/Private Ledger Corp
    Fremont, CA
  • 11/2023 → Present
    Total Wealth Solutions, Inc.
    Fremont, CA
Previous Registrations
Other Businesses

(1) 08/23/2004 - TOTAL WEALTH SOLUTIONS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 01/29/2015 - REAL ESTATE RENTAL - Investment Related - Merced, CA - Start Date 01/01/2012 - 1 Hour Per Month/ 0 Hours During Trading (3) 01/29/2015 - REAL ESTATE RENTAL - Investment Related - Merced, CA - Start Date 01/01/2022 - 1 Hour Per Month/ 0 Hours During Trading (4) 03/13/2024 - TOTAL WEALTH SOLUTIONS INC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 12/01/2023 - 120 Hours Per Month/ 4 Hours During Trading - I provide investment advisory services through Total Wealth Solutions, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-07
S63 Uniform Securities Agent State Law Examination 1999-09-07
  • S65 Uniform Investment Adviser Law Examination
    2001-03-07
  • S63 Uniform Securities Agent State Law Examination
    1999-09-07
Other Names
  • Imran Jaffer
  • Imran J Thanvi

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Los Altos, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor