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146 Main Street Suite 201, Los Altos, CA 94022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-11-28 |
| TX | RA | APPROVED_RES | 2023-11-27 |
Branch Locations
146 Main Street Suite 201, Los Altos, CA 94022 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Fka - Linsco/Private Ledger Corp | Fremont | CA | 03/2004 | Present |
| Total Wealth Solutions, Inc. | Fremont | CA | 11/2023 | Present |
(1) 08/23/2004 - TOTAL WEALTH SOLUTIONS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 01/29/2015 - REAL ESTATE RENTAL - Investment Related - Merced, CA - Start Date 01/01/2012 - 1 Hour Per Month/ 0 Hours During Trading (3) 01/29/2015 - REAL ESTATE RENTAL - Investment Related - Merced, CA - Start Date 01/01/2022 - 1 Hour Per Month/ 0 Hours During Trading (4) 03/13/2024 - TOTAL WEALTH SOLUTIONS INC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 12/01/2023 - 120 Hours Per Month/ 4 Hours During Trading - I provide investment advisory services through Total Wealth Solutions, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-07 |
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