Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities,Llc | Glendale | CA | 12/2001 | 02/2020 |
| The Prudential Insurance Company Of America | Glendale | CA | 12/2001 | 02/2020 |
| Pruco Securities, Llc. | Sherman Oaks | CA | 03/2020 | 11/2024 |
| Prudential Insurance Company Of America | Sherman Oaks | CA | 03/2020 | Present |
| Lpl Enterprise, Llc | Sherman Oaks | CA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-19 |
Reach out to this advisor