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Efrain Felipe Borenstein

Hilltop Securities Inc.

Sherman Oaks, CA

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Current Employers
Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-12-10
  • CA RA
    APPROVED
    Since 2008-12-10

Branch Locations

15301 Ventura Blvd Building B, Suite 410, Sherman Oaks, CA 91403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilltop Securities Inc. Dallas TX 12/2008 Present
Previous Registrations
  • 2004-01-28 → 2008-12-23
    M.L. Stern & Co., Llc.
    Beverly Hills, CA
    Beverly Hills, CA
    Beverly Hills, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-12-11
  • S63 Uniform Securities Agent State Law Examination
    1990-12-11

View on SEC IAPD

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