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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2007-09-06 |
Branch Locations
6576 Lynchs Prairie Cv, Ste A, Springdale, AR 72762 • United States
303 North Main St, Suite 501, Harrison, AR 72601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Springdale | AR | 09/2007 | Present |
(1) 02/19/2008: The Point Financial Group, Inc - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 02/19/2008: Dennis Financial Services - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - 1% Time Spent - Formed a corporation to receive commissions for tax purposes. I own 100% of the stock (no other shareholders who don't have securities licenses).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-27 |
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