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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-09-23 |
| TX | RA | APPROVED_RES | 2013-05-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner &Amp; Smith | Scottsdale | AZ | 02/2013 | Present |
I*60388 For profit or not for profit: For-Profit Organization Name of outside business organization: Copperhead Commercial Cleaning Investment related: N Address of business: Cave Creek, Arizona 85331 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 1/1/1999 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This is a commercial cleaning company that I owned with my ex husband. The business has been inactive for approx 10 years and we have no intentions of reactivating it. I*529259 For profit or not for profit: Entity For Profit Name of outside business organization: 30411 N 42nd LLC Investment related: Y Address of business: Scottsdale, Arizona, 85254 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 9/27/2021 Number of hours devoted: 5 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Entity owns one rental property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-08 |
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