Richard Kenneth Humphries

Current Employers

Employment History

• 01/1998 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Encino, CA
• 09/2009 → Present
  Bank Of America,Na
  Encino, CA

Other Businesses

I*521392For profit or not for profit: Entity For ProfitName of outside business organization: TuroInvestment related: NAddress of business: Agoura, California, 91301Nature of business: ["Corporation"]Position, title, association: ["Other"], Start date of relationship: 9/13/2021Number of hours devoted: 1 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: we use their APP to rent the car out to the publicI*1370266For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: fort worth, Texas, 76109, United StatesNature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 7/1/2023Number of hours devoted: 10 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , I*1370267For profit or not for profit: Name of outside business organization: Rental Property 2Investment related: NAddress of business: fort worth, Texas, 76110, United StatesNature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 7/1/2023Number of hours devoted: 10 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: I* 1666262, Name of OBA: Oaks Christian School Address: Westlake Village, California Investment Related:No Position, Title, Association: Employee Employee Start Date: 02/15/2024 No Hours: 0 No Hours during trading: 0 Duties: Oaks JV golf Coach. I will coach the JV high school golf team. This entails 13 afternoons in Feb, March and APril.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-02-05
• S63 Uniform Securities Agent State Law Examination
  1999-02-03

Other Names

• Chip Humphries
• Richard K Humphries
• Chip Humphries