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Sonja M. Anderson

Rbc Capital Markets, LLC

Fargo, ND

Reiles Acres, ND

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2022-10-18
TX RA APPROVED 2022-10-13
  • ND RA
    APPROVED
    Since 2022-10-18
  • TX RA
    APPROVED
    Since 2022-10-13

Branch Locations

4207 28Th Avenue South 2Nd Floor, Fargo, ND 58104 • United States

Reiles Acres, ND • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fargo ND 01/2011 11/2016
Wells Fargo Clearing Services, Llc Fargo ND 11/2016 10/2022
Rbc Capital Markets, Llc Fargo ND 10/2022 Present
Previous Registrations
  • 2011-01-03 → 2022-10-19
    Wells Fargo Clearing Services, Llc
    Sioux Falls, SD
    Fargo, ND
    Sioux Falls, SD
    Sioux Falls, SD
    Sioux Falls, SD
    Minneapolis, MN
    Wayzata, MN
  • 2009-02-10 → 2011-01-03
    Wells Fargo Investments, Llc
    Fargo, ND
  • 2001-04-03 → 2005-05-03
    Wells Fargo Investments, Llc
    Fargo, ND
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-02
S65 Uniform Investment Adviser Law Examination 2000-02-29
S63 Uniform Securities Agent State Law Examination 2000-02-08
  • S66 Uniform Combined State Law Examination
    2009-02-02
  • S65 Uniform Investment Adviser Law Examination
    2000-02-29
  • S63 Uniform Securities Agent State Law Examination
    2000-02-08
Designations
Other Names
  • Sonja Schneider Anderson

View on SEC IAPD

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FJELL CAPITAL · FARGO, ND
LPL FINANCIAL LLC · FARGO, ND
PRIME CAPITAL FINANCIAL · FARGO, ND
EDWARD JONES · FARGO, ND

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