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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2013-12-23 |
Branch Locations
601 Union St Ste 2500, Seattle, WA 98101 • United States
Mount Vernon, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quantun Plan Services,Inc | Everett | WA | 06/1994 | Present |
| Northwestern Mutual Life Ins Co | Milwaukee | WI | 09/1998 | Present |
| Northwestern Mutual Investment Services, Llc | Everett | WA | 05/1999 | Present |
| Basalt Cellars | Clarkston | WA | 02/2010 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) DIRECTOR, FINANCE COMMITTEE, WASHINGTON AUTISM ALLIANCE, FIDUCIARY CAPACITY, START DATE: 2/17/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FINANCE COMMITTEE, INTERPRET FINANCIAL STATEMENTS; NON INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-18 |
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