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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-17
MN RA APPROVED 2024-03-15
  • TX RA
    APPROVED
    Since 2024-04-17
  • MN RA
    APPROVED
    Since 2024-03-15

Branch Locations

8001 Highway 7 Ste 400, St Louis Park, MN 55426 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayzata MN 02/2019 07/2023
Unemployed Buffalo MN 09/2018 02/2019
Minnesota Lakes Bank Delano MN 05/2018 09/2018
Center National Bank Plymouth MN 09/2016 05/2018
Unemployed Buffalo MN 05/2016 09/2016
Ameriprise Financial Services, Llc Edina MN 07/2023 02/2024
Edward Jones St Louis MO 03/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-25
  • S66 Uniform Combined State Law Examination
    2019-06-25
Other Names
  • Jim Larson
  • James D Larson
  • James Larson
  • Jim Duane Larson
  • Jim D Larson
  • James Duane Larson

View on SEC IAPD

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