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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-03-26 |
| OH | RA | APPROVED | 2018-03-23 |
Branch Locations
7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Cincinnati | OH | 01/2007 | 03/2018 |
| Morgan Stanley | Cincinnati | OH | 03/2018 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 03/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-07 |
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