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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-09-28
KS RA APPROVED 1998-12-03
  • TX RA
    APPROVED_RES
    Since 2006-09-28
  • KS RA
    APPROVED
    Since 1998-12-03

Branch Locations

10500 E Berkeley Square Pkwy Ste 240, Wichita, KS 67206 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Wichita KS 04/1998 03/2020
Ameriprise Financial Services, Llc Wichita KS 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-07-28
  • S66 Uniform Combined State Law Examination
    1998-07-28

View on SEC IAPD

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