Best Investors Account Sign in

James A Faro

Edward Jones

Terre Haute, IN

CRD 3049521

Claim This Profile
Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-06
IN RA APPROVED 2017-08-18
  • TX RA
    APPROVED_RES
    Since 2018-12-06
  • IN RA
    APPROVED
    Since 2017-08-18

Branch Locations

2800 Poplar St Suite 41, Terre Haute, IN 47803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Terre Haute IN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Terre Haute IN 11/2016 08/2017
Edward Jones St Louis MO 08/2017 Present
Previous Registrations
  • 2008-01-01 → 2017-08-21
    Wells Fargo Clearing Services, Llc
    Terre Haute, IN
  • 2005-09-02 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Terre Haute, IN
    Terre Haute, IN
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-01
S63 Uniform Securities Agent State Law Examination 1998-06-19
  • S66 Uniform Combined State Law Examination
    2005-09-01
  • S63 Uniform Securities Agent State Law Examination
    1998-06-19
Other Names
  • Jim Faro
  • James Andrew Faro

View on SEC IAPD

Nearby Firms

OSAIC WEALTH, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LPL FINANCIAL LLC

Nearby Investors

ALICE BRATTAIN SHAGLEY
Kellen Lloyd Kester
Gay Ann Monninger

Nearby Offices

OSAIC WEALTH, INC. · TERRE HAUTE, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Terre Haute, IN
LPL FINANCIAL LLC · TERRE HAUTE, IN

More in Terre Haute, IN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor