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James A Faro

Edward Jones

Terre Haute, IN

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-06
IN RA APPROVED 2017-08-18
  • TX RA
    APPROVED_RES
    Since 2018-12-06
  • IN RA
    APPROVED
    Since 2017-08-18

Branch Locations

2800 Poplar St Suite 41, Terre Haute, IN 47803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Terre Haute IN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Terre Haute IN 11/2016 08/2017
Edward Jones St Louis MO 08/2017 Present
Previous Registrations
  • 2008-01-01 → 2017-08-21
    Wells Fargo Clearing Services, Llc
    Terre Haute, IN
  • 2005-09-02 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Terre Haute, IN
    Terre Haute, IN
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-01
S63 Uniform Securities Agent State Law Examination 1998-06-19
  • S66 Uniform Combined State Law Examination
    2005-09-01
  • S63 Uniform Securities Agent State Law Examination
    1998-06-19
Other Names
  • Jim Faro
  • James Andrew Faro

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · TERRE HAUTE, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Terre Haute, IN
LPL FINANCIAL LLC · TERRE HAUTE, IN
EDWARD JONES · TERRE HAUTE, IN
EDWARD JONES · TERRE HAUTE, IN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TERRE HAUTE, IN
MORGAN STANLEY · TERRE HAUTE, IN
EDWARD JONES · TERRE HAUTE, IN

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