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Current Employers
Old Mission Investment Company, Llc

880 Munson Avenue Suite B, Traverse City, MI 49686 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-07-21
  • MI RA
    APPROVED
    Since 2010-07-21

Branch Locations

880 Munson Avenue Suite B, Traverse City, MI 49686 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Old Mission Investments Traverse City MI 05/2006 Present
Purshe Kaplan Sterling Investments Albany NY 05/2006 Present
  • 05/2006 → Present
    Old Mission Investments
    Traverse City, MI
  • 05/2006 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
Other Businesses

1.OLD MISSION INVESTMENT CO., 880 MUNSON AVENUE, SUITE B, TRAVERSE CITY MI 49686. REGISTERED INVESTMENT ADVISORY, REPRESENTATIVE. 100 HOURS/MONTH, 80 DURING TRADING HOURS. 2. OLD MISSION TRUST CO LLC. 880 MUNSON AVE, STE B, TRAVERS CITY MI 49686, TRUST SERVICES, 06/2012, 4HRPMNTH. TRUST COMPANY COMMITTE MEMBER, BOARD OF DIRECTORS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-18
S63 Uniform Securities Agent State Law Examination 1998-07-15
  • S65 Uniform Investment Adviser Law Examination
    1998-07-18
  • S63 Uniform Securities Agent State Law Examination
    1998-07-15

View on SEC IAPD

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