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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2023-08-23 |
| FL | RA | APPROVED | 2017-11-21 |
Branch Locations
100 South East 3Rd Avenue Suite 2100, Fort Lauderdale, FL 33394 • United States
Guaynabo, PR • United States
Fort Lauderdale, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Popular Securities, Inc. | San Juan | PR | 01/2004 | 11/2017 |
| Oppenheimer & Co. Inc | Fort Lauderdale | FL | 11/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-24 |
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