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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-02 |
| TX | RA | APPROVED_RES | 2024-04-01 |
Branch Locations
5448 Thornwood Dr Suite 102, San Jose, CA 95123 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unionbanc Investment Services | San Jose | CA | 03/2009 | 03/2021 |
| Raymond James & Associates, Inc. | San Jose | CA | 03/2021 | 04/2024 |
| Raymond James Financial Services, Inc. | San Jose | CA | 04/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | San Jose | CA | 04/2024 | Present |
(1)Name of Business: Wealthstone Asset Management Group, Inc. Address: 5448 Thornwood Dr Ste 102, San Jose, CA, 95123-1225, United States Activity Type: Support Company - Owner Position/Title: Officer - Treasurer, Independent Contractor, Officer - President, Officer - Secretary Investment Related: No Start Date: 04/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a Financial Advisor for this company.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-29 |
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