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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2020-03-31 |
| TX | RA | APPROVED_RES | 2020-01-22 |
| NC | RA | APPROVED | 2020-01-21 |
Branch Locations
500 College Street, Asheville, NC 28801 • United States
1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Asheville | NC | 05/2010 | 11/2016 |
| Wachovia Bank, N.A. | Asheville | NC | 05/2010 | 01/2020 |
| Wells Fargo Clearing Services, Llc | Asheville | NC | 11/2016 | 01/2020 |
| Morgan Stanley Smith Barney Llc | Asheville | NC | 01/2020 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-20 |
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