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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2020-03-31
TX RA APPROVED_RES 2020-01-22
NC RA APPROVED 2020-01-21
  • DC RA
    APPROVED
    Since 2020-03-31
  • TX RA
    APPROVED_RES
    Since 2020-01-22
  • NC RA
    APPROVED
    Since 2020-01-21

Branch Locations

500 College Street, Asheville, NC 28801 • United States

1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Asheville NC 05/2010 11/2016
Wachovia Bank, N.A. Asheville NC 05/2010 01/2020
Wells Fargo Clearing Services, Llc Asheville NC 11/2016 01/2020
Morgan Stanley Smith Barney Llc Asheville NC 01/2020 Present
Morgan Stanley Private Bank, N.A. New York NY 03/2020 Present
  • 05/2010 → 11/2016
    Wells Fargo Advisors Llc
    Asheville, NC
  • 05/2010 → 01/2020
    Wachovia Bank, N.A.
    Asheville, NC
  • 11/2016 → 01/2020
    Asheville, NC
  • 01/2020 → Present
    Morgan Stanley Smith Barney Llc
    Asheville, NC
  • 03/2020 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-19
S63 Uniform Securities Agent State Law Examination 1998-06-20
  • S66 Uniform Combined State Law Examination
    2002-12-19
  • S63 Uniform Securities Agent State Law Examination
    1998-06-20
Other Names
  • Michael Andry
  • Michael Becker Andry

View on SEC IAPD

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