James Eugene Parker

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2002 → Present
  Ubs Financial Services Inc.
  Portland, OR

Other Businesses

URS ELECTRONICS. PORTLAND, OR 92732. NOT INVESTMENT RELATED. BUSINESS - ELECTRONIC PARTS AND SYSTEMS WHOLESALING. TITLE - MEMBER OF THE BOARD OF DIRECTORS. START DATE - 05/15/2003. 2HRS/MONTH. DUTIES - OVERSIGHT OF BUSINESS AND GENERAL CORPORATE POLICY 2)Oregon State Bar Disciplinary Board / Tigard United States,Oren http://www.osbar.org / No/ Thomas Balmer, Chief Justice Oregon Supreme Court January 1, 2016 Adjudicate disciplinary cases and contested reinstatement cases among Oregon Liscensed Attornies / No / Elected or appointed position with any government body, including executive, legislative, judicial or quasi-judicial / / To sit on trial panels called by the Oregon State Bar Chairman to adjudicate disciplinary cases and contested reinstatement cases involving lawyers in the state of Oregon / Start Date 12/1/16-12/31/18 Appointed No / No 3) Arlington Club Heritage Foundation / United States /investment related?: yes/ 811 SW Salmon St. Portland, Oregon 97205 / Charity / A charitable foundation to enhance and improve the physical properties of Arlington Club, Portland, OR / Member of Board of directors / Oversight of the charitable activities of the entity which includes development (fund raising and donor engagement), finance (oversight of asset management and entities employed to this end) and charitable grants to further its mission of preserving and enhancing the physical properties of Arlington Club./ Officer/As Treasurer my duties will be to chair the Finance Committee and make recommendation to the Board for managing the Investment Portfolio, execute changes to the Investment Portfolo that the Board approves, and have signing authority to pay bills and make charitable distributions./ Start Date1/1/2022 4) Oregon Historical Society / United States / 1200 S.W. Park Avenue Portland, Oregon 97205 / Charity / www.ohs.org / To promote the awareness of Oregon's rich history to the entire state. / Will act as Treasurer and Chair of the Finance Committee. I will also serve on the Investment Committee / Start Date 6/1/2018 5)NAME OF OTHER BUSINESS: Oregon Event Management, Inc. / INVESTMENT RELATED?: N / ADDRESS: 237 N. Shore Road, Lake Oswego / NATURE OF THE BUSINESS: Mutual benefit nonprofit corporation/ POSITION:Officer / DUTIES:We primarily oversee the proper management of collecting annual fees from members of a toastmaster club and paying its bills. / START DATE: 1/1/23 / HOURS DEVOTED TO BUSINESS: NA

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-06-16
• S63 Uniform Securities Agent State Law Examination
  1998-06-09

Other Names

• Jim Parker