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Current Employers
B.B. Graham & Company, Inc.

1700 W. Katella Ave., Orange, CA 92867 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-03
  • CA RA
    APPROVED
    Since 2024-12-03

Branch Locations

1700 W. Katella Ave., Orange, CA 92867 • USA

Clarksville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial Phoenix AZ 02/2011 08/2023
Iaa Orlando FL 07/2023 11/2024
Revolution-Advisor Llc Clarksville TN 10/2024 Present
B.B. Graham & Co. Orange CA 11/2024 Present
  • 02/2011 → 08/2023
    Sagepoint Financial
    Phoenix, AZ
  • 07/2023 → 11/2024
    Iaa
    Orlando, FL
  • 10/2024 → Present
    Revolution-Advisor Llc
    Clarksville, TN
  • 11/2024 → Present
    B.B. Graham & Co.
    Orange, CA
Previous Registrations
  • 2023-07-31 → 2024-11-18
    Clarksville, TN
    Orlando, FL
  • 2011-02-15 → 2023-08-02
    Osaic Services, Inc.
    Newbury Park, CA
  • 2005-08-22 → 2011-02-28
    Next Financial Group, Inc.
    Lake Oswego, OR
    Thousand Island, CA
    Westlake Village, CA
    Westlake Village, CA
  • 1999-08-23 → 2004-11-22
    Osaic Fa, Inc.
    Westlake Village, CA
Other Businesses

REVOLUTION ADVISORS, LLC; INVESTMENT RELATED; 1178 EAGLES NEST LANE, CLARKSVILLE TN 37040; BUSINESS ENTITY USED FORM INSURANCE AND REGIONAL INVESTMENT ADVISORY BUSINESS; OWNER-AGENT; START: 11/15/24; 25 HOURS/MO.; 0 HOURS DURING SECURITIES TRADING HOURS; IDENTIFY CUSTOMER INSURANCE NEEDS AND CONDUCT MANAGEMENT OF ADVISORY ACCOUNTS. -registered rep with B.B. Graham & Co. -licensed to sell insurance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-07-15
  • S66 Uniform Combined State Law Examination
    1998-07-15

View on SEC IAPD

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