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Michael Timothy Wharton

Edward Jones

Grosse Pointe, MI

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-03-03
MI RA APPROVED 2010-09-03
  • TX RA
    APPROVED
    Since 2015-03-03
  • MI RA
    APPROVED
    Since 2010-09-03

Branch Locations

650 St Clair St, Grosse Pointe, MI 48230 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 08/2004 Present
Other Businesses

"LifeSpan Type of business: employee education Detroit, MI Start date: 9/8/2008 seminar presenter Hours per week: 1 Hours during trading: 1 lifespan instructor"

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-25
S63 Uniform Securities Agent State Law Examination 1998-05-29
  • S65 Uniform Investment Adviser Law Examination
    2006-04-25
  • S63 Uniform Securities Agent State Law Examination
    1998-05-29
Designations

View on SEC IAPD

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