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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-08-18
OH RA APPROVED 1999-09-19
  • TX RA
    APPROVED_RES
    Since 2010-08-18
  • OH RA
    APPROVED
    Since 1999-09-19

Branch Locations

14274 N Northsight Blvd Ste 100, Scottsdale, AZ 85260-3956 • United States

10050 Innovation Dr Ste 310, Miamisburg, OH 45342-4933 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Miamisburg OH 07/2006 03/2020
Ameriprise Financial Services, Llc Scottsdale AZ 03/2020 Present
Other Businesses

Real Estate Ownership; Condo zoned hotel for short term rentals.; 110 Kaanapali Shores Place, Suite 817, Lahaina, HI, 96761; Investment-Related; 01/15/2026. Independent Insurance Brokering; United HealthCare; 02/08/2017; . Business Ownership; LoRo Mountain, LLC; Co-owner; Real Estate; 12950 E Corrine Dr, , Scottsdale, AZ, 85259; Investment-Related; 07/07/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-21
  • S66 Uniform Combined State Law Examination
    2000-09-21
Other Names
  • Ron Ginter

View on SEC IAPD

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