Antonio L Oliveira

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-02-19
RI	RA	APPROVED	2011-09-28
TX	RA	APPROVED	2011-09-28

FL RA
APPROVED

Since 2024-02-19
RI RA
APPROVED

Since 2011-09-28
TX RA
APPROVED

Since 2011-09-28

Branch Locations

500 Exchange Street Suite 1210, Providence, RI 02903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Providence	RI	09/2011	Present

09/2011 → Present

Ubs Financial Services Inc.

Providence, RI

Previous Registrations

2005-07-08 → 2011-09-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, RI

Providence, RI
2000-08-11 → 2005-07-13

Morgan Stanley Dw Inc.

Providence, RI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-01-11
S63	Uniform Securities Agent State Law Examination	1999-09-11

S65 Uniform Investment Adviser Law Examination

2000-01-11
S63 Uniform Securities Agent State Law Examination

1999-09-11

Other Names

Tony Oliveira
Antonio Lawrence Oliveira
Antonio L Oliveira
Antonio L L Oliveira

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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