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Current Employers
City Different Investments

925 Paseo De Peralta, Santa Fe, NM 87501 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-07
TX RA APPROVED 2023-12-21
NM RA APPROVED 2021-02-17
  • CA RA
    APPROVED
    Since 2026-03-07
  • TX RA
    APPROVED
    Since 2023-12-21
  • NM RA
    APPROVED
    Since 2021-02-17

Branch Locations

925 Paseo De Peralta, Santa Fe, NM 87501 • United States

Santa Monica, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thornburg Investment Management Santa Fe NM 10/2002 01/2020
City Different Investments Santa Fe NM 11/2020 Present
Unemployed/Garden Leave Santa Fe NM 02/2020 10/2020
  • 10/2002 → 01/2020
    Thornburg Investment Management
    Santa Fe, NM
  • 11/2020 → Present
    Santa Fe, NM
  • 02/2020 → 10/2020
    Unemployed/Garden Leave
    Santa Fe, NM
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-04-03
  • S63 Uniform Securities Agent State Law Examination
    2006-04-03
Designations

View on SEC IAPD

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