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925 Paseo De Peralta, Santa Fe, NM 87501 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-07 |
| TX | RA | APPROVED | 2023-12-21 |
| NM | RA | APPROVED | 2021-02-17 |
Branch Locations
925 Paseo De Peralta, Santa Fe, NM 87501 • United States
Santa Monica, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thornburg Investment Management | Santa Fe | NM | 10/2002 | 01/2020 |
| City Different Investments | Santa Fe | NM | 11/2020 | Present |
| Unemployed/Garden Leave | Santa Fe | NM | 02/2020 | 10/2020 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-04-03 |
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