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Harry Michael Shelton

State Farm Investment Management Corp.

Louisville, KY

CRD 3043095

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-02-04
IN RA APPROVED 2020-11-11
KY RA APPROVED 2020-11-11
  • OH RA
    APPROVED
    Since 2026-02-04
  • IN RA
    APPROVED
    Since 2020-11-11
  • KY RA
    APPROVED
    Since 2020-11-11

Branch Locations

2917 Brownsboro Rd, Louisville, KY 40206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mike Shelton Insurance Agency Louisville KY 11/1997 Present
State Farm Vp Management Corp. Louisville KY 03/1998 Present
State Farm Investment Management Corp Louisville KY 08/2018 Present
  • 11/1997 → Present
    Mike Shelton Insurance Agency
    Louisville, KY
  • 03/1998 → Present
    State Farm Vp Management Corp.
    Louisville, KY
  • 08/2018 → Present
    Louisville, KY
Other Businesses

1) Mike Shelton's Insurance Agency; Investment-related; 2917 Brownsboro Rd Louisville, KY 40206-1403; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 11/1/1996; 80; 80; Service customers and supervise employees 2) Glicod Media, LLC; non-investment-related; PO Box 54293 Lexington KY 40555; Media broadcasting; Independent Contractor; None; 08/18/2023; 6; 0; Radio/YouTube broadcast of Louisville Male High School Varsity Football games.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-11
S63 Uniform Securities Agent State Law Examination 2000-10-30
  • S65 Uniform Investment Adviser Law Examination
    2020-11-11
  • S63 Uniform Securities Agent State Law Examination
    2000-10-30
Other Names
  • Mike Shelton

View on SEC IAPD

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