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Scott Brian Preston

Maven Group LLC

Rancho Santa Fe, CA

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Current Employers
Maven Group Llc

16236 San Dieguito Road, Suite 4-25, Rancho Santa Fe, CA 92091 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-11-06
  • CA RA
    APPROVED
    Since 2007-11-06

Branch Locations

16236 San Dieguito Road Suite 4-25, Rancho Santa Fe, CA 92091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maven Group Llc Rancho Santa Fe CA 01/2006 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-13
S63 Uniform Securities Agent State Law Examination 1998-08-07
  • S65 Uniform Investment Adviser Law Examination
    2004-07-13
  • S63 Uniform Securities Agent State Law Examination
    1998-08-07
Designations

View on SEC IAPD

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