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Susan Anne Schaufele

Independent Financial Group, LLC

Westlake, OH

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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-11-29
  • OH RA
    APPROVED
    Since 2016-11-29

Branch Locations

159 Crocker Park Blvd #400, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foothill Securities, Inc. Westlake OH 08/2015 11/2016
Independent Financial Group, Llc Westlake OH 11/2016 Present
Previous Registrations
  • 2015-09-03 → 2016-11-29
    Foothill Securities, Inc.
    Westlake, OH
    Santa Clara, CA
  • 2009-03-11 → 2015-08-14
    Fintegra, Llc
    Mayfield Heights, OH
    Westlake, OH
    Beachwood, OH
  • 2006-06-28 → 2009-03-02
    Sanders Morris Llc
    Beachwood, OH
  • 2005-12-19 → 2006-12-31
    Smh Capital Advisors Llc
    Fort Worth, TX
  • 2003-11-04 → 2005-12-14
    Ferris, Baker Watts, Llc
    Beachwood, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-29
  • S66 Uniform Combined State Law Examination
    2003-10-29
Other Names
  • Susan Ann Lombardo

View on SEC IAPD

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DOUGLAS CARL KUHLMAN
MARNIE RENEE RANDEL
THOMAS RANDALL FAIRFAX
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Laurel Fitzsimmons
Michael Coletta

Other Offices

PARADIGM WEALTH MANAGEMENT, LLC · WESTLAKE, OH
HIGHLAND CONSULTING ASSOCIATES INC. · CLEVELAND, OH
HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. · CLEVELAND, OH
COLETTA CAPITAL, LLC · WESTLAKE, OH
ATHLETES FINANCIAL ADVISERS, LLC · WESTLAKE, OH
MORGAN STANLEY · Westlake, OH
RAYMOND JAMES & ASSOCIATES, INC. · WESTLAKE, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE, OH

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