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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-03-01
  • TX RA
    APPROVED
    Since 2016-03-01

Branch Locations

1623 Central Blvd. Ste 200, Brownsville, TX 78520 • United States

Rancho Viego, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 03/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2016 Present
Previous Registrations
Other Businesses

1.Gladys Porter Zoo, 500 E Ringgold St., Brownsville, TX 78520, board member since 1/1/06, non-investment related, 30 hours yearly, no hours during trading hours. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3.Independent insurance agent for various independent insurance companies. 4.Richardson, Rodriguez & Associates, LLC, 1623 Central Blvd, Ste. 200, Brownsville, TX 78520, member since 1/31/15, 40 hours weekly, 30 hours during trading. 5.Saint Joseph Academy, 101 St Joseph Dr, Brownsville TX 78520, United States, 10/2025, Committee Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, Number of hours: 2, Securities trading hours: 0 6.THE MILES D FAIN EDUCATION FOUNDATION, Coppell, TX 75019, 07/2026, Board Member, Volunteer, NIR, 1 HR/MO, 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-03-12
S63 Uniform Securities Agent State Law Examination 2013-03-09
S66 Uniform Combined State Law Examination 2001-03-26
  • S65 Uniform Investment Adviser Law Examination
    2013-03-12
  • S63 Uniform Securities Agent State Law Examination
    2013-03-09
  • S66 Uniform Combined State Law Examination
    2001-03-26
Other Names
  • Nancy Elizabeth Killian
  • Nancy Elizabeth Killian

View on SEC IAPD

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