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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-27
MS RA APPROVED 2024-06-26
TN RA APPROVED 2012-11-27
  • FL RA
    APPROVED
    Since 2026-04-27
  • MS RA
    APPROVED
    Since 2024-06-26
  • TN RA
    APPROVED
    Since 2012-11-27

Branch Locations

625 Grand Blvd, Ste 200, Miramar Beach, FL 32550 • United States

6075 Poplar Ave Ste 650 [Support Center], Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Memphis TN 11/2012 11/2016
Wells Fargo Clearing Services, Llc Memphis TN 11/2016 Present
Previous Registrations
  • 2007-01-23 → 2012-11-30
    Morgan Keegan & Company, Llc
    Memphis, TN
    Sarasota, FL
    Winter Park, FL
  • 2005-10-12 → 2007-02-08
    Amsouth Investment Management Company Llc
    Birmingham, AL
  • 2003-08-29 → 2004-05-14
    Orlando, FL
Other Businesses

RENTAL PROPERTY, INVT RELATED, OLIVE BRANCH, MS, 100% OWNERSHIP, START 8/1/2019, 1 HR PER MONTH, 0 HRS DURING TRADING, MAINTAIN PROPERTY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-13
S63 Uniform Securities Agent State Law Examination 1998-06-06
  • S66 Uniform Combined State Law Examination
    2003-03-13
  • S63 Uniform Securities Agent State Law Examination
    1998-06-06
Other Names
  • Dave Jason Lauch

View on SEC IAPD

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