Joseph Rizza

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Destin, FL
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Destin, FL

Previous Registrations

• 1999-10-18 → 2005-05-02
  Morgan Stanley Dw Inc.
  Pensacola, FL

Other Businesses

POWER OF ATTORNEY FOR FATHER, INV RELATED, SANTA ROSA BEACH, FL, START 4/10/2024, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING. POWER OF ATTORNEY FOR MOTHER, INV RELATED, SANTA ROSA BEACH, FL, START 4/16/2024, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING. POWER OF ATTORNEY FOR SPOUSE; INV RELATED; SANTA ROSA BEACH,FL; POA; 05/2025; 1 HOUR PER MONTH; 0 DURING TRADING; FACILITATE TRADING AND ASSET MOVEMENT ACCTIVITY IN SPOUSE'S ACCOUNT

Exams

• S66 Uniform Combined State Law Examination
  1999-08-18

Other Names

• Joe Rizza
• Joseph Rizza
• Joseph Rizza Jr
• Joseph Rizza Jr