Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-30 |
| WA | RA | APPROVED | 2019-12-02 |
Branch Locations
401 Union St, Seattle, WA 98101 • United States
14100 N 83Rd Ave Workplace Benefits, Peoria, AZ 85381 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Seattle | WA | 08/2014 | 05/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 11/2019 | Present |
| Washington Technology Industry Assoc | Seattle | WA | 05/2018 | 01/2019 |
| Stay At Home Mom | Medina | WA | 01/2019 | 11/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-08 |
Reach out to this advisor