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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-11-14 |
| CT | RA | APPROVED | 2024-11-14 |
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
1 Corporate Drive Suite 205, Shelton, CT 06484 • United States
360 Hamilton Ave 9Th Floor, White Plains, NY 10601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | White Plains | NY | 03/2013 | 11/2024 |
| Prudential Insurance Company Of America | White Plains | NY | 03/2013 | Present |
| Lpl Enterprise, Llc | Shelton | CT | 11/2024 | Present |
1) 10/03/2024- Westchester/Putnam County NY Ducks Unlimited- Non-Profit Board Member- Organize Local fund raisers, host chapter meetings, promote attendance, raise money for non-profit organization.- Not INV Related- At Shelton Oaks, CA- Start date 08/12/2006- 2 HRS MTH - 0 HRS During Trading 2) 10/29/2024- Ducks Unlimited- Non-profit volunteer (not on board)- organize fundraisers, sell tickets, participate in conservation events- Not INV Related- At Shelton Oaks, CA- Start date 08/01/2000- 3 HRS MTH- 0 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-14 |
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