Scott Walker Daniel

Current Employers

Employment History

• 01/2016 → 09/2017
  Capfinancial Securities, Llc
  Raleigh, NC
• 01/2016 → Present
  Pensionmark Financial Group Dba/ Wealthpath
  Little Rock, AR
• 09/2017 → 01/2018
  Pensionmark Securities, Llc
  Santa Barbara, CA
• 02/2021 → Present
  Kdah Llc
  Conway, AR
• 01/2018 → Present
  St Bernard Financial Services, Inc
  Russellville, AR

Previous Registrations

• 2007-04-05 → 2016-01-14
  Securities America Advisors, Inc.
  Little Rock, AR
  Little Rock, AR
• 2003-09-26 → 2007-04-30
  Lpl Financial Llc
  Little Rock, AR
  Little Rock, AR
• 1998-08-07 → 2003-10-15
  Ubs Financial Services Inc.
  Little Rock, AR

Other Businesses

(1) DWMG, LLC; NON INVESTMENT RELATED; 3619 WEST MARKHAM ST, LITTLE ROCK, AR 72205, Real Estate/Multi Family Homes; Owner; 4 hours per month; 1 hour during trading hours; Owner of a Multi family apartment complex. (2) FIRST HEARTLAND; NON INVESTMENT RELATED; 1839 LAKE ST LOUIS BLVD, ST LOUIS, MO 63367; NON VARIABLE LIFE INSURANCE; AGENT; 2010; 10 HRS MONTH; 1 HR MONTH; NON VARIABLE LIFE INSURANCE SALES (3) DANIEL & ASSOCIATES; NON-INVESTMENT RELATED; LITTLE ROCK, AR 72205; Insurance Sales - LIfe, Health & Long-Term Care; Owner; 1/5/2016; 10 hours per month; 10 hours during trading hours; Sale of Insurance Products that range in Health, LIfe and Long-Term Care. (4) IS4110; Non-Investment Related; 210 North Woodrow Street, Little Rock, AR; Real Estate/Single Family; Owner; 2/15/2014; 3 hours per month; 1 hour during trading hours; Single Family Estate Home. (5) Pensionmark Financial Group; Investment Related; 24 East Cota St. Suite 200; Santa Barbara, CA 93101; Registered Investment Advisor; Investment Advisor Representative; 09/2017; Providing investment advisory services which may include retirement plan consulting, discretionary or non-discretionary investment management, financial planning, or other related investment advisory activities. (6) WealthPath Central; Investment-Related; AR 2228 Cottondale Lane, Little Rock AR 72202 Name of business for commission based transactions. 5-10 hrs day during trading hours (7) KDAH, LLC.; Non-Investment Related; 2420 College St. Conway, AR 72032; Real Estate Single Family Homes; Owner; 2 hours per month; 1 hour during trading hours; Owner of single family home that is leased on a yearly basis.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-06-09
• S63 Uniform Securities Agent State Law Examination
  1998-06-08

Other Names

• Scott Walker Daniel
• Scott Daniel