Dan Douglas Topping

Current Employers

Employment History

• 03/1992 → 10/2021
  Keating & Associates, Inc.
  Manhattan, KS
• 07/1999 → Present
  Raymond James Financial Services, Inc.
  Manhattan, KS
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Manhattan, KS
• 10/2021 → 04/2025
  Keating
  Wichita, KS
• 04/2025 → Present
  Converse Team Financial Services, Llc
  Wichita, KS

Previous Registrations

• 2007-10-18 → 2025-06-23
  Keating Financial Advisory Services
  Wichita, KS
  Manhattan, KS
  Manhattan, KS

Other Businesses

(1)Name of Business: Affordable Mini Storage, LLC Address: 3738 S. West St, Wichita, KS, 67217, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 06/12/2018 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: management of business (2)Name of Business: Converse Financial Advisory, Inc Address: 3500 N Rock Rd Bldg 200, Wichita, KS, 67226, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 04/26/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: FA (3)Name of Business: none Address: Towanda, KS, 67144, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 09/17/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of rental house at 2235 Wedgewood St, El Dorado, KS 67042 (4)Name of Business: none Address: Towanda, KS, 67144, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 03/30/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner of rental house at 1015 W. Locust Ave., El Dorado, KS 67042 (5)Name of Business: none Address: Towanda, KS, 67144, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 03/30/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner of rental property @ 417 W Douglas Ave., Andover, KS 67002 (6)Name of Business: Topping Financial Concepts, Inc. Address: Towanda, KS, 67144, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/27/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: captures my income and provides corp protection (7)Name of Business: Topping Financial Concepts, Inc. Address: 2121 N Webb Rd, Wichita, KS, 67206, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 04/11/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Assurity Life Insurance Company

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-08-28
• S63 Uniform Securities Agent State Law Examination
  1999-07-23

Designations