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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-12-16 |
| TX | RA | APPROVED_RES | 2022-12-14 |
Branch Locations
370 S Cleveland Ave, Westerville, OH 43081 • United States
Phoenix, AZ • United States
180 W University Dr Floor 4, Tempe, AZ 85281 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2011 | 11/2022 |
| J.P. Morgan Securities Llc | Tempe | AZ | 11/2022 | Present |
| Fedex | Phoenix | AZ | 05/2016 | 01/2017 |
| Tuesday Morning | Phoenix | AZ | 02/2019 | 06/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-29 |
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