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Richard Joseph Feliz

Pnc Wealth Management LLC

Bel Air, MD

Parkton, MD

CRD 3040640

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Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2015-06-24
PA RA APPROVED 2012-02-14
  • MD RA
    APPROVED
    Since 2015-06-24
  • PA RA
    APPROVED
    Since 2012-02-14

Branch Locations

130 South Bond St, Bel Air, MD 21014 • United States

Parkton, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Contract Musician Baltimore MD 06/2007 Present
Pnc Investments Pittsburgh PA 02/2012 Present
  • 06/2007 → Present
    Contract Musician
    Baltimore, MD
  • 02/2012 → Present
    Pnc Investments
    Pittsburgh, PA
Previous Registrations
Other Businesses

June 1975 / Musician / Rick Feliz / Not investment related / Zero hours during trading //

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-07-19
S63 Uniform Securities Agent State Law Examination 1999-05-21
  • S65 Uniform Investment Adviser Law Examination
    2000-07-19
  • S63 Uniform Securities Agent State Law Examination
    1999-05-21
Other Names
  • Richard J Feliz
  • Rick Feliz

View on SEC IAPD

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ERIK LOUIS KELLER
ADAM WILLIS FREELAND

Nearby Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · BEL AIR, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bel Air, MD
OSAIC WEALTH, INC. · BEL AIR, MD

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