Richard Joseph Feliz

Pnc Wealth Management LLC

Claim This Profile

Current Employers

Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2015-06-24
PA	RA	APPROVED	2012-02-14

MD RA
APPROVED

Since 2015-06-24
PA RA
APPROVED

Since 2012-02-14

Branch Locations

130 South Bond St, Bel Air, MD 21014 • United States

Parkton, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Contract Musician	Baltimore	MD	06/2007	Present
Pnc Investments	Pittsburgh	PA	02/2012	Present

06/2007 → Present

Contract Musician

Baltimore, MD
02/2012 → Present

Pnc Investments

Pittsburgh, PA

Previous Registrations

2009-10-06 → 2011-12-19

Raymond James Financial Services Advisors, Inc

Lancaster, PA
2005-06-03 → 2009-10-06

Wells Fargo Clearing Services, Llc

Hunt Valley, MD

Hunt Valley, MD

Columbia, MD

Bel Air, MD

Columbia, MD

Bel Air, MD
2001-04-23 → 2005-06-01

Ryan Beck & Co.

Baltimore, MD

Other Businesses

June 1975 / Musician / Rick Feliz / Not investment related / Zero hours during trading //

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-07-19
S63	Uniform Securities Agent State Law Examination	1999-05-21

S65 Uniform Investment Adviser Law Examination

2000-07-19
S63 Uniform Securities Agent State Law Examination

1999-05-21

Other Names

Richard J Feliz
Rick Feliz

View on SEC IAPD

Other Firms

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

OSAIC WEALTH, INC.

FOUNDERS FINANCIAL SECURITIES LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

AMERIPRISE FINANCIAL SERVICES, LLC

TRUIST ADVISORY SERVICES, INC.

Other Investors

MELISSA MARIE MULLAN

ERIK LOUIS KELLER

ADAM WILLIS FREELAND

Michael Hax Clayton

Bryan Angelilli

ALEC LLOYD MOURING

JOSEPH MICHAEL ANDERSEN

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · BEL AIR, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bel Air, MD

OSAIC WEALTH, INC. · BEL AIR, MD

FOUNDERS FINANCIAL SECURITIES LLC · BEL AIR, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BEL AIR, MD

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Bel Air, MD

AMERIPRISE FINANCIAL SERVICES, LLC · Bel Air, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Be Air, MD

More in Bel Air, MD

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor