Phillip B Gronniger

Employer firm

Thornburg Investment Management Inc CRD 106357

$54.5B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO MANAGEMENT FOR WRAP FEE PROGRAMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 01/2022
  Janus Distributors Llc
  Denver, CO
• 08/2010 → 01/2021
  Janus Management Holdings Corp
  Denver, CO
• 01/2021 → 02/2025
  Janus Henderson Investors Us Llc
  Denver, CO
• 01/2022 → 02/2025
  Janus Henderson Distributors Us Llc
  Denver, CO
• 03/2025 → Present
  Thornburg Securities Llc
  Santa Fe, NM

Previous Registrations

• 2006-11-28 → 2010-08-24
  Fci Advisors
  Overland Park, KS

Exams

• S66 Uniform Combined State Law Examination
  2026-02-05
• S63 Uniform Securities Agent State Law Examination
  2011-02-28

Designations

• Chartered Financial Analyst

Other Names

• Phillip Brent Gronniger