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Phillip B Gronniger

Thornburg Investment Management Inc

Santa Fe, NM

Castle Rock, CO

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Current Employers
Thornburg Investment Management Inc

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2026-02-09
CO RA APPROVED 2026-02-06
  • NM RA
    APPROVED
    Since 2026-02-09
  • CO RA
    APPROVED
    Since 2026-02-06

Branch Locations

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Castle Rock, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janus Distributors Llc Denver CO 08/2010 01/2022
Janus Management Holdings Corp Denver CO 08/2010 01/2021
Janus Henderson Investors Us Llc Denver CO 01/2021 02/2025
Janus Henderson Distributors Us Llc Denver CO 01/2022 02/2025
Thornburg Securities Llc Santa Fe NM 03/2025 Present
  • 08/2010 → 01/2022
    Janus Distributors Llc
    Denver, CO
  • 08/2010 → 01/2021
    Janus Management Holdings Corp
    Denver, CO
  • 01/2021 → 02/2025
    Janus Henderson Investors Us Llc
    Denver, CO
  • 01/2022 → 02/2025
    Janus Henderson Distributors Us Llc
    Denver, CO
  • 03/2025 → Present
    Thornburg Securities Llc
    Santa Fe, NM
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-05
S63 Uniform Securities Agent State Law Examination 2011-02-28
  • S66 Uniform Combined State Law Examination
    2026-02-05
  • S63 Uniform Securities Agent State Law Examination
    2011-02-28
Designations
Other Names
  • Phillip Brent Gronniger

View on SEC IAPD

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Other Investors

LAWRENCE ELLIOT SCHWARTZ
ANTONIO CARLOS LOPEZ
ROBERT CALDER STACK
BRUCE HOWARD GALPERT
JESSICA LEIGH MARLOWE
QUENTIN JOHN HEFFRON
JOHN BARRY GERST
JILL MARIE ENLOE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SANTA FE, NM
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM
G. ALLEN FINANCIAL INC. · SANTA FE, NM
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA FE, NM
EP WEALTH ADVISORS · Santa Fe, NM
EDWARD JONES · SANTA FE, NM
UBS FINANCIAL SERVICES INC. · SANTA FE, NM
RAYMOND JAMES & ASSOCIATES, INC. · SANTA FE, NM

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