Lisa Harbour Sams

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1993 → Present
  Lisa Sams Insurance Agency
  Louisville, KY
• 03/1998 → Present
  State Farm Vp Management Corp.
  Louisville, KY
• 06/2025 → Present
  State Farm Investment Management Corp
  Louisville, KY

Other Businesses

1) KANGEN WATER MACHINES; NON-INVESTMENT RELATED; 3917 HURSTBOURNE WOODS DR LOUISVILLE KY 40299; VENDOR; DISTRIBUTOR; 8 HR/MO; 0 HR/MO; CONTROL OF CHECKBOOK, REVIEW BANK STATEMENTS, MAKE DEPOSITS, PAY BILLS, CHECK SIGNATORY AUTHORITY, SALES. 2) Lisa Sams's Insurance Agency; Insurance Agency; Investment-related; 906 Lily Creek Rd Ste 101 Louisville, KY 40243-2824; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 11/01/1993; 80; 80; Service customers and supervise employees. 3) Troy Property; investment; 22-09-32-0-000-003 & 22-09-29-0-000-019 Parcel Troy, AL 36079; Investment or Commercial Property; Owner; none;12/4/2023; 1; 0; Duties: Privately held rental building

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-11-15

Designations

• Chartered Financial Consultant

Other Names

• Lisa Hubbs