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Samuel Lewis Allen

Zions Capital Advisors, Inc.

Salt Lake City, UT

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Current Employers
Zions Capital Advisors, Inc.

Zions Capital Advisors One South Main St., 12Th Floor, Salt Lake City, UT 84133 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2015-03-02
  • UT RA
    APPROVED
    Since 2015-03-02

Branch Locations

Zions Capital Advisors One South Main St., 12Th Floor, Salt Lake City, UT 84133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Zions Bancorporation Salt Lake City UT 12/2014 Present
Zions Direct, Inc. Salt Lake City UT 12/2014 Present
Zions Capital Advisors Inc Salt Lake City UT 02/2015 Present
  • 12/2014 → Present
    Zions Bancorporation
    Salt Lake City, UT
  • 12/2014 → Present
    Zions Direct, Inc.
    Salt Lake City, UT
  • 02/2015 → Present
    Zions Capital Advisors Inc
    Salt Lake City, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-02
S63 Uniform Securities Agent State Law Examination 1998-04-03
  • S65 Uniform Investment Adviser Law Examination
    2015-03-02
  • S63 Uniform Securities Agent State Law Examination
    1998-04-03
Other Names
  • Samuel L Allen

View on SEC IAPD

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