Shuyi Kong

Current Employers

Employment History

• 04/2013 → Present
  Shuyi Kong Wealth Management, Inc.
  Millbrae, CA
• 06/2018 → 02/2019
  Presidential Brokerage, Inc.
  Greenwood Village, CO
• 04/2013 → Present
  Independent Insurance Agent
  Millbrae, CA
• 07/2020 → 08/2020
  Acrylic Financial, Inc.
  Millbrae, CA
• 07/2020 → 08/2020
  Brooklight Place Securities, Inc.
  Millbrae, CA
• 05/2022 → 05/2022
  St. Bernard Financial Services Inc.
  Russellville, AR
• 11/2023 → 12/2023
  Emerson Equities Llc
  San Mateo, CA

Previous Registrations

• 2020-08-05 → 2020-08-27
  Acrylic Financial, Inc.
  Millbrae, CA
  Fountain Hills, AZ
• 2011-04-12 → 2013-08-01
  Kovack Advisors, Inc.
  Ft. Lauderdale, FL
• 2008-09-05 → 2011-03-16
  Cue Financial Group, Inc.
  Scottsdale, AZ
  Redwood City, CA
  Phoenix, AZ
• 2007-04-20 → 2008-09-09
  Cuso Financial Services, L.P.
  Daly City, CA
  San Francisco, CA
  San Francisco, CA
• 2006-01-24 → 2007-04-10
  Wamu Investments, Inc.
  San Francisco, CA
  San Francisco, CA
  Burlingame, CA
  Millbrae, CA
  Foster City, CA
• 2002-07-08 → 2004-04-29
  Ifmg Securities, Inc.
  San Francisco, CA

Other Businesses

1)-FIXED INSURANCE BUSINESS-INVESTMENT RELATED, 475 EL CAMINO REAL #410, MILLBRAE, CA 94030, FIXED INSURANCE, AGENT, PROVIDE FIXED ANNUITY BUSINESS, 5 HRS A MONTH, 2 HRS PER MONTH DURING SECURITIES TRADING HOURS, 04/2013 2)- SHUYI KONG WEALTH MANAGEMENT-INVESTMENT RELATED, 475 EL CAMINO REAL #410, MILLBRAE, CA 94030, REGISTERED INVESTMENT ADVISORY, OWNER-FINANCIAL ADVISOR, PROVIDE ADVISORY SERVICES FOR CLIENTS, 120 HRS PER MONTH, 80 HRS PER MONTH DURING SECURITIES TRADING HOURS, 04/2013

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-07-28
• S65 Uniform Investment Adviser Law Examination
  1998-06-19

Other Names

• June Kong