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1712 Main Street Suite 400, Kansas City, MO 64108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-07-08 |
| TX | RA | APPROVED_RES | 2024-07-01 |
Branch Locations
1712 Main Street Suite 400, Kansas City, MO 64108 • United States
9717 Cogdill Road Suite 202, Knoxville, TN 37932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| C & J Wealth Advisors | Knoxville | TN | 04/2010 | 06/2024 |
| Modern Wealth Management, Llc | Lenexa | KS | 06/2024 | Present |
1998-PRESENT: INDEPENDENT INSURANCE AGENT/INSURANCE RELATED/OAK RIDGE, TN/INSURANCE AGENT/INSURANCE PRODUCTS AND SERVICES VIA UNAFFILIATED ISSUERS/MAY INVOLVE 10% OR MORE TIME EACH MONTH, INCLUDING DURING MARKET HOURS.//
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-08 |
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