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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-07 |
| NJ | RA | APPROVED | 2024-11-06 |
| TX | RA | APPROVED_RES | 2024-11-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Hamilton Square | NJ | 10/1996 | 09/2024 |
| Minnesota Life Insurance Company | St Paul | MN | 03/1998 | 09/2024 |
| H. Beck, Inc. | Rockville | MD | 01/2007 | 03/2021 |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 11/2024 |
| Grove Point Investments, Llc | Rockville | MD | 04/2021 | 11/2024 |
| Cetera Advisors Llc | St Cloud | MN | 11/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2024 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: NON-VARIABLE INSURANCE START DATE: 5/1998 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE 2. NAME OF OTHER BUSINESS: RMB WEALTH ADVISORS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2007 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE BRIEF DESCRIPTION OF DUTIES: OFFERING FINANCIAL SERVICES TO CLIENTS. 3. NAME OF OTHER BUSINESS: KLMR AOOS INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: VACATION RENTAL PROPERTIES START DATE: 01/1990 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY 4. NAME OF OTHER BUSINESS: MARCO PROPERTIES LLC INVESTMENT RELATED: NO ADDRESS: 1221 LAMPLIGHTER CT MARCO ISLAND, FL 34145 NATURE OF BUSINESS: VACATION RENTAL START DATE: 10/2012 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY 5. NAME OF OTHER BUSINESS: RMB HOLDINGS LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: OFFICE PROPERTY RENTAL START DATE: 09/2010 APX NUMBER OF HOURS PER WEEK:1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: OWNER BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-08 |
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