Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-07
NJ RA APPROVED 2024-11-06
TX RA APPROVED_RES 2024-11-05
  • FL RA
    APPROVED
    Since 2024-11-07
  • NJ RA
    APPROVED
    Since 2024-11-06
  • TX RA
    APPROVED_RES
    Since 2024-11-05

Branch Locations

2117 Rt 33 Suite 1, Hamilton, NJ 08690 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Hamilton Square NJ 10/1996 09/2024
Minnesota Life Insurance Company St Paul MN 03/1998 09/2024
H. Beck, Inc. Rockville MD 01/2007 03/2021
Grove Point Advisors, Llc Rockville MD 04/2021 11/2024
Grove Point Investments, Llc Rockville MD 04/2021 11/2024
Cetera Advisors Llc St Cloud MN 11/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2024 Present
  • 10/1996 → 09/2024
    Self Employed
    Hamilton Square, NJ
  • 03/1998 → 09/2024
    Minnesota Life Insurance Company
    St Paul, MN
  • 01/2007 → 03/2021
    H. Beck, Inc.
    Rockville, MD
  • 04/2021 → 11/2024
    Grove Point Advisors, Llc
    Rockville, MD
  • 04/2021 → 11/2024
    Grove Point Investments, Llc
    Rockville, MD
  • 11/2024 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 11/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-04-01 → 2024-11-06
    Grove Point Advisors, Llc
    Hamilton Square, NJ
    Rockville, MD
    Rockville, MD
  • 2007-01-03 → 2021-04-01
    Grove Point Investments, Llc
    Rockville, MD
    Hamilton Square, NJ
  • 2002-06-21 → 2006-12-31
    Securian Financial Services, Inc.
    Hamilton, NJ
    Hamilton, NJ
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: NON-VARIABLE INSURANCE START DATE: 5/1998 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE 2. NAME OF OTHER BUSINESS: RMB WEALTH ADVISORS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2007 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE BRIEF DESCRIPTION OF DUTIES: OFFERING FINANCIAL SERVICES TO CLIENTS. 3. NAME OF OTHER BUSINESS: KLMR AOOS INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: VACATION RENTAL PROPERTIES START DATE: 01/1990 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY 4. NAME OF OTHER BUSINESS: MARCO PROPERTIES LLC INVESTMENT RELATED: NO ADDRESS: 1221 LAMPLIGHTER CT MARCO ISLAND, FL 34145 NATURE OF BUSINESS: VACATION RENTAL START DATE: 10/2012 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY 5. NAME OF OTHER BUSINESS: RMB HOLDINGS LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: OFFICE PROPERTY RENTAL START DATE: 09/2010 APX NUMBER OF HOURS PER WEEK:1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: OWNER BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-01-27
S63 Uniform Securities Agent State Law Examination 1999-04-08
  • S65 Uniform Investment Adviser Law Examination
    2000-01-27
  • S63 Uniform Securities Agent State Law Examination
    1999-04-08
Other Names
  • R Michael Braender
  • Rmichael Braender
  • Raymond M Braender

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hamilton, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor