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Robert E. Thompson

J.P. Morgan Securities LLC

Grosse Pointe, MI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-18
MI RA APPROVED 2014-08-04
  • TX RA
    APPROVED_RES
    Since 2014-08-18
  • MI RA
    APPROVED
    Since 2014-08-04

Branch Locations

685 St Clair St, Grosse Pointe, MI 48230 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Grosse Pointe MI 07/2014 Present
Jpmorgan Chase Bank, N.A. Grosse Pointe MI 07/2014 Present
  • 07/2014 → Present
    J.P. Morgan Securities Llc
    Grosse Pointe, MI
  • 07/2014 → Present
    Jpmorgan Chase Bank, N.A.
    Grosse Pointe, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-01
S63 Uniform Securities Agent State Law Examination 1998-04-26
  • S66 Uniform Combined State Law Examination
    2010-06-01
  • S63 Uniform Securities Agent State Law Examination
    1998-04-26
Designations
Other Names
  • Bob Thompson
  • Robert E Thompson
  • Robert E Thompson
  • Robert E Thompson
  • Robert Earl Thompson

View on SEC IAPD

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Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GROSSE POINTE, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Grosse Pointe, MI
ANTONELLI FINANCIAL ADVISORS, LLC · GROSSE POINTE, MI
EDWARD JONES · GROSSE POINTE, MI
PARK INVESTMENTS AND CONSULTING LLC · GROSSE POINTE, MI
CONCURRENT INVESTMENT ADVISORS, LLC · Grosse Pointe, MI
CONWAY ASSET MANAGEMENT, INC. · GROSSE POINTE FARMS, MI
RAYMOND JAMES & ASSOCIATES, INC. · GROSSE POINTE FARMS, MI

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