Charles Joseph Morgan

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → Present
  Raymond James Financial Services
  Rochelle Park, NJ
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Rochelle Park, NJ
• 08/2008 → Present
  Cjm Capital Management, Llc
  Rochelle Park, NJ
• 01/2005 → Present
  Aqidneck Holdings, Llc
  Montvale, NJ
• 01/2015 → Present
  Axia Financial Advisors, Llc
  Rochelle Park, NJ

Previous Registrations

• 2008-01-01 → 2008-05-13
  Wells Fargo Clearing Services, Llc
  Oradell, NJ
• 2003-10-14 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Oradell, NJ
  Oradell, NJ
  St. Louis, MO

Other Businesses

(1)Name of Business: Aquidneck Holdings, LLC Address: 26 Highland Road Montvale, NJ 07645, Montvale, NJ, 07645, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 01/01/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Axia Financial Advisors, LLC Address: 365 W Passaic St Ste 205, Rochelle Park, NJ, 07662, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/27/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support Company / Non Owner (3)Name of Business: CJM Capital Management, LLC Address: 365 West Passaic Street Suite 205 RochellePark, NJ 07662, Rochelle Park, NJ, 07662, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/01/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support Company for securities business

Exams

• S66 Uniform Combined State Law Examination
  1998-12-02

Designations

• Certified Financial Planner