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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-11-16 |
| FL | RA | APPROVED | 2000-10-01 |
Branch Locations
104 N Main St, Gainesville, FL 32601 • United States
1 Independent Drive 24Th Fl [F4-Rbo], Jacksonville, FL 32202 • United States
1717 Nw 13Th St, Gainesville, FL 32609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Gainesville | FL | 06/2002 | 11/2016 |
| Wells Fargo Advisors Llc | Gainesville | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Gainesville | FL | 11/2016 | Present |
VILLAGES OF WEATHERLY HOMEOWNER'S ASSOCIATION; NOT INVESTMENT RELATED; GAINESVILLE, FL; SECRETARY FOR THE BOARD; START DATE 07/30/13; MINIMAL TIME DEVOTED; NONE DURING TRADING HOURS; DUTIES INVOLVE ATTENDING THE ANNUAL MEETING AND DISCUSSING AND VOTING ON THE BUDGET AND NEIGHBORHOOD AND MAINTENANCE ISSUES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-29 |
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