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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-11-15 |
| TX | RA | APPROVED_RES | 2018-07-17 |
Branch Locations
6155 N. Scottsdale Rd, Scottsdale , AZ 85250 • United States
6155 N Scottsdale Rd, Floor 1, Scottsdale, AZ 85250 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Oviedo | FL | 08/2016 | 01/2019 |
| J.P. Morgan Securities Llc | Phoenix | AZ | 01/2019 | Present |
| Jpmorgan Chase Bank, N.A. | Phoenix | AZ | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-20 |
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