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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-06-15 |
| CA | RA | APPROVED | 2009-10-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Mateo | CA | 10/2009 | Present |
| Bank Of America, N.A. | San Mateo | CA | 07/2011 | Present |
I*5813 For profit or not for profit: Name of outside business organization: The Ganju family trust Investment related: Address of business: Menlo Park, California 94025 Nature of business: , Position, title, association: , Start date of relationship: 6/15/2015 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties: I*5814 For profit or not for profit: Name of outside business organization: The Ganju Family trust Investment related: Address of business: South San Francisco, California 94080 Nature of business: , Position, title, association: , Start date of relationship: 3/1/2018 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties: I*7739 For profit or not for profit: Name of outside business organization: Ganju Family Trust Investment related: Address of business: san Francisco, California 94107 Nature of business: , Position, title, association: , Start date of relationship: 4/1/2019 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-13 |
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