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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Texas City | TX | 07/2009 | 04/2024 |
| Raymond James Financial Services Advisors | Texas City | TX | 05/2010 | 04/2024 |
| Wells Fargo Advisors Financial Network, Llc | Texas City | TX | 04/2024 | Present |
(1)Name of Business: First Baptist Church of Texas City Address: 10000 Emmett F Lowry Expressway, Texas City, TX, 77591, United States Activity Type: Religious Position/Title: Other Investment Related: No Start Date: 09/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee: Generally would have to sign off on purchases or sales of property (approved by congregation). I would not generally sign checks. I could, but there are other trustees who do so and who are available. I have not been asked to become a signer on any checks/accounts at any financial institutions, but it is possible that I will be asked in the future. (2)Name of Business: Pescador, LLC Address: 2209 Oak Dr, Dickinson, TX, 77539, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 08/22/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Operation of a sportfishing guide service (3)Name of Business: Sims Farm Address: 2209 Oak Dr, Dickinson, TX, 77539, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/06/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Family farm that I mostly lease out. (4)Name of Business: Skipper Insurance Advisors, Inc. Address: 908 6th St N, St B, Texas City, TX, 77590, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/28/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Providing start up capital to the Insurance Agency, and arranging all of the various contracts with vendors whose products we use and buy.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-22 |
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