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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-30
  • TX RA
    APPROVED
    Since 2023-07-30

Branch Locations

1718 N Amburn Rd Ste A, Texas City, TX 77591 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Littlerealty Houston TX 02/2012 Present
State Farm Insurance Houston TX 02/2023 07/2023
State Farm Vp Management Corp Houston TX 02/2023 05/2023
State Farm Insurance Pearland TX 07/2023 12/2023
State Farm Investment Management Corp Pearland TX 07/2023 12/2023
State Farm Vp Management Corp Pearland TX 07/2023 12/2023
State Farm Vp Management Corp Texas City TX 12/2023 Present
State Farm Investment Management Corp Texas City TX 12/2023 Present
Steven Little Insurance Agency Texas City TX 12/2023 Present
  • 02/2012 → Present
    Littlerealty
    Houston, TX
  • 02/2023 → 07/2023
    State Farm Insurance
    Houston, TX
  • 02/2023 → 05/2023
    State Farm Vp Management Corp
    Houston, TX
  • 07/2023 → 12/2023
    State Farm Insurance
    Pearland, TX
  • 07/2023 → 12/2023
    Pearland, TX
  • 07/2023 → 12/2023
    State Farm Vp Management Corp
    Pearland, TX
  • 12/2023 → Present
    State Farm Vp Management Corp
    Texas City, TX
  • 12/2023 → Present
    Texas City, TX
  • 12/2023 → Present
    Steven Little Insurance Agency
    Texas City, TX
Previous Registrations
Other Businesses

1) LittleRealty LLC; non-investment-related; 3719 E Cedar Hollow Dr, Pearland, TX 77584; real estate living; owner; 2/20/2023; 1; 1; none. 2) Steven Little Insurance Agency; Investment-related; 1718 N Amburn Rd Ste A Texas City, TX 77591; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/01/2023; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-06
S63 Uniform Securities Agent State Law Examination 2023-03-17
  • S65 Uniform Investment Adviser Law Examination
    2023-06-06
  • S63 Uniform Securities Agent State Law Examination
    2023-03-17
Other Names
  • Steven Craig Little
  • Steven Craig Little

View on SEC IAPD

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