Best Investors Account Sign in

James Wilton Muckleroy

Ubs Financial Services Inc.

Tyler, TX

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-12-12
  • TX RA
    APPROVED
    Since 2008-12-12

Branch Locations

6101 S. Boadway, Tyler, TX 75703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Tyler TX 12/2008 Present
Previous Registrations
Other Businesses

MUCKLEROY FARMS / HORSE BREEDING AND SALES / 16106 FM 2964 WHITEHOUSE, TX 75791 / OWNER / START DATE 09/24/2012 .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-05-06
S65 Uniform Investment Adviser Law Examination 1998-05-06
  • S63 Uniform Securities Agent State Law Examination
    1998-05-06
  • S65 Uniform Investment Adviser Law Examination
    1998-05-06

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
EAGLE STRATEGIES LLC
LEGACY GROUP
MORGAN STANLEY
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
J.P. MORGAN SECURITIES LLC
ADVISOR RESOURCE COUNCIL

Other Investors

JOHN MARK ROGERS
ZACHARY ROSS SABOTA
ELIZABETH CLARK LYNN
MICHAEL A ALLEN SABOTA
ZACHARY FRED TALLY
MICHAEL WAYNE EVANS
ELIZABETH ANNE GETER
JOHN CALVIN OBERG

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · TYLER, TX
EAGLE STRATEGIES LLC · TYLER, TX
LEGACY GROUP · TYLER, TX
MORGAN STANLEY · Tyler, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Tyler, TX
EDWARD JONES · TYLER, TX
J.P. MORGAN SECURITIES LLC · TYLER, TX
ADVISOR RESOURCE COUNCIL · Tyler, TX

More in Tyler, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor