Peter Carlyle Walls

Employer firm

Kinloch Capital, LLC CRD 300735

$301M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 05/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Richmond, VA
• 12/2009 → 05/2019
  Bank Of America, Na
  Richmond, VA
• 05/2019 → Present
  Kinloch Capital, Llc
  Richmond, VA

Previous Registrations

• 2009-01-16 → 2019-05-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Richmond, VA
• 2003-07-01 → 2009-01-21
  Wells Fargo Clearing Services, Llc
  Richmond, VA
  Richmond, VA
• 2002-01-24 → 2003-07-01
  Prudential Equity Group, Llc
  Richmond, VA

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-28
• S63 Uniform Securities Agent State Law Examination
  1998-04-24