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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-12-18
  • TX RA
    APPROVED_RES
    Since 2009-12-18

Branch Locations

15 2Nd St / 15 Calle 2, Guaynabo, PR 00968 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Guaynabo PR 10/2009 Present
Bank Of America, N.A. Guaynabo PR 09/2016 Present
Other Businesses

I*1113251 For profit or not for profit: Entity For Profit Name of outside business organization: CHAVES MARTINEZ INVESTMENTS LLC Investment related: N Address of business: San Juan, , 00927 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 12/13/2022 Number of hours devoted: 10 hour(s) Yearly Number of hours devoted during trading hours: 1 Duties: , This is a LLC established by my father Jose Chaves Martinez and created only for investment purposes. I currently hold a 1% participation and serve as secretary to the corp.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-27
  • S66 Uniform Combined State Law Examination
    2003-05-27
Other Names
  • Maria De Los A Chaves
  • Maria De Los Angeles Chaves-Vales

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